WebFINRA is located in Washington, DC, but also offers classes online. This school offers training in 15 qualifications, with the most reviewed qualifications being FINRA License, …
FINRA hiring Senior Litigation Counsel (Disciplinary ... - LinkedIn
WebFeb 2, 2024 · WASHINGTON, DC – February 2, 2024 – Last week, the Superior Court of Fulton County, GA found that Wells Fargo Counsel and FINRA Dispute Resolution manipulated the arbitration panel selection process resulting in a favorable arbitration ruling for Wells Fargo Clearing Services. Arbitration attorneys representing the wronged … WebDec 1, 2024 · FINRA Conferences and educational events are ideal for compliance and legal professionals, supervisors, branch and main office staff, IT and operations … farmhouse dining table decorations
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WebFeb 25, 2024 · Melanie Chan is a Surveillance Director, ROOR at FINRA based in Washington, District of Columbia. Read More . Contact. Melanie Chan's Phone Number and Email Last Update. 2/25/2024 4:28 AM. Email. m***@finra.org. Engage via Email. Contact Number (646) ***-**** Engage via Phone. Mobile Number (***) ***-**** Engage … WebApr 6, 2024 · FINRA–2024–006 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–FINRA–2024–006. This file number should be included on the subject line if email is … WebMar 2010 - Mar 20133 years 1 month. As an Investment Liaison, I performed in-depth analysis and research of investment performance and portfolio construction including security selection and asset ... farmhouse dining table chairs